Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Clayton Poudrier | 5855467 | 1 | 06/26/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Jason Brown | 3265510 | 1 | 04/22/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| John Forrest Burns | 1538784 | 1 | 06/17/2005 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Matthew Carl Weinheimer | 2917501 | 1 | 03/08/2003 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |