Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathryn Victoria Replogle | 5929609 | 6 | 09/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neal Aidan Kenney | 1677827 | 3 | 09/06/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dana Marie Della Porta | 5171923 | 2 | 08/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathryn Victoria Replogle | 5929609 | 6 | 08/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Toni Lynne Raynolds | 2899398 | 1 | 07/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Marie Crooker | 5504767 | 12 | 06/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristin Rae Lambert | 6104270 | 1 | 06/21/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jackson Alexander Schene | 7121088 | 1 | 06/01/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Michael Williams | 4054075 | 1 | 05/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Grice | 4200412 | 1 | 02/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |