Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tara Linda Gauthier | 7642007 | 3 | 07/24/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lauren Marie Crooker | 5504767 | 12 | 05/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Marie Crooker | 5504767 | 12 | 03/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cassandra Lee Moran | 6974345 | 1 | 02/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Madelaine Veloz | 7309705 | 2 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathryn Victoria Replogle | 5929609 | 6 | 12/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathryn Victoria Replogle | 5929609 | 6 | 12/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Blaney | 7453458 | 1 | 11/08/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kathryn Victoria Replogle | 5929609 | 6 | 09/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathryn Victoria Replogle | 5929609 | 6 | 09/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |