Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joan Faison | 5993852 | 4 | 06/10/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Susan Dawn Nocita-Dogostiano | 3086913 | 1 | 06/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Karl Roth | 5401656 | 5 | 05/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tara Petschel | 5430661 | 3 | 03/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Karl Roth | 5401656 | 5 | 03/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Marie Crooker | 5504767 | 12 | 01/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Marie Crooker | 5504767 | 12 | 01/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Marie Crooker | 5504767 | 12 | 01/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean J Sutton | 5378521 | 1 | 01/09/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ahmet Hatipoglu | 2469063 | 1 | 10/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |