Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Rowland | 6204306 | 1 | 11/03/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Jones | 5404965 | 2 | 04/29/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Cunningham | 2591259 | 1 | 04/13/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Scott Dumford | 2943751 | 1 | 03/11/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerry L Niemuth | 2452366 | 2 | 11/26/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Neal Aidan Kenney | 1677827 | 3 | 09/23/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Neal Aidan Kenney | 1677827 | 3 | 12/05/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |