Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy J Thomas | 1904945 | 1 | 05/17/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David McVane | 2410373 | 2 | 02/02/1999 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Davor Cavrag | 6164642 | 2 | 09/19/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Clifford Peterson | 4827043 | 1 | 09/16/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Davor Cavrag | 6164642 | 2 | 09/20/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wajid H Rizvi | 4813541 | 1 | 07/22/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Neville J O'Callaghan | 3270609 | 2 | 02/01/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Neville J O'Callaghan | 3270609 | 2 | 07/28/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerald Lawrence Colkin | 3230098 | 1 | 12/29/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Davie | 7441027 | 1 | 07/31/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |