Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tara Petschel | 5430661 | 3 | 03/24/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Gray | 3086023 | 1 | 02/02/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francis Walter Hedglin | 7115014 | 1 | 01/30/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Achille Presutti | 2090553 | 2 | 10/12/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Achille Presutti | 2090553 | 2 | 07/28/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Molly Colleen McGoodwin | 6802275 | 1 | 06/22/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Wayne Johnson | 6017247 | 1 | 06/26/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michelle R Garland | 5808924 | 1 | 08/27/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David McVane | 2410373 | 2 | 02/18/2000 | Customer Dispute | Settled | $362,000.00 | $0.00 | See FINRA Report |
| Christopher Thomas Caliendo | 6815298 | 1 | 06/27/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |