Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Nazam Sattaur | 1731908 | 5 | 02/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Nazam Sattaur | 1731908 | 5 | 02/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brian David Losier | 4492334 | 1 | 02/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Leonard Mark Weiner | 2070702 | 1 | 12/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jhon Martinez | 7499047 | 2 | 11/11/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Reginald O Singleton | 4345215 | 1 | 09/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Timothy Ryan Miller | 5452037 | 1 | 09/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Eddie Galan Aldaco | 5421763 | 1 | 08/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Racheal Elizabeth Holly Kyle | 7322443 | 2 | 08/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ada M Ortega | 7365497 | 1 | 07/23/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |