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FINRA Broker Disclosures for National Financial Services LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.

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Displaying 91-100 out of 150 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nazam Sattaur1731908502/17/2016FinancialFinal$0.00$0.00See FINRA Report
Nazam Sattaur1731908502/17/2016FinancialFinal$0.00$0.00See FINRA Report
Brian David Losier4492334102/03/2016FinancialFinal$0.00$0.00See FINRA Report
Leonard Mark Weiner2070702112/08/2015FinancialFinal$0.00$0.00See FINRA Report
Jhon Martinez7499047211/11/2015CriminalFinal Disposition$0.00$0.00See FINRA Report
Reginald O Singleton4345215109/16/2015FinancialFinal$0.00$0.00See FINRA Report
Timothy Ryan Miller5452037109/06/2015FinancialFinal$0.00$0.00See FINRA Report
Eddie Galan Aldaco5421763108/24/2015FinancialFinal$0.00$0.00See FINRA Report
Racheal Elizabeth Holly Kyle7322443208/13/2015FinancialFinal$0.00$0.00See FINRA Report
Ada M Ortega7365497107/23/2015CriminalFinal Disposition$0.00$0.00See FINRA Report

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