Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Michael David Berube | 7419436 | 1 | 04/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kandi R Williams | 6929261 | 2 | 04/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Marie Crooker | 5504767 | 12 | 01/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Marie Crooker | 5504767 | 12 | 11/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Karl Roth | 5401656 | 5 | 11/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Maurice Frank | 6599906 | 2 | 10/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Florence Mays | 7401462 | 1 | 10/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teresa Lyn Burton | 5174912 | 1 | 10/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Karl Roth | 5401656 | 5 | 08/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susan Dawn Nocita-Dogostiano | 3086913 | 1 | 06/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |