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FINRA Broker Disclosures for National Financial Services LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.

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Displaying 51-60 out of 93 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Eric Austin Taft4840594810/20/2017FinancialFinal$0.00$0.00See FINRA Report
Eric Austin Taft4840594810/20/2017FinancialFinal$0.00$0.00See FINRA Report
Eric Austin Taft4840594810/20/2017FinancialFinal$0.00$0.00See FINRA Report
Eric Austin Taft4840594810/20/2017FinancialFinal$0.00$0.00See FINRA Report
Eric Austin Taft4840594810/20/2017FinancialFinal$0.00$0.00See FINRA Report
Lauren Marie Crooker55047671208/30/2017FinancialFinal$0.00$0.00See FINRA Report
Lauren Marie Crooker55047671208/21/2017FinancialFinal$0.00$0.00See FINRA Report
Lauren Marie Crooker55047671205/15/2017FinancialFinal$0.00$0.00See FINRA Report
Lauren Marie Crooker55047671203/30/2017FinancialFinal$0.00$0.00See FINRA Report
Cassandra Lee Moran6974345102/16/2017FinancialFinal$0.00$0.00See FINRA Report

93 Results

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