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FINRA Broker Disclosures for National Financial Services LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 93 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jeffrey J Knudson3114237306/05/2018FinancialFinal$0.00$0.00See FINRA Report
Kandi R Williams6929261204/02/2018FinancialFinal$0.00$0.00See FINRA Report
Dana Marie Della Porta5171923203/13/2018FinancialFinal$0.00$0.00See FINRA Report
Tara Petschel5430661301/12/2018FinancialFinal$0.00$0.00See FINRA Report
Eric Austin Taft4840594801/02/2018FinancialFinal$0.00$0.00See FINRA Report
Eric Austin Taft4840594811/30/2017FinancialFinal$0.00$0.00See FINRA Report
Jordan Anthony Glenn7574318211/21/2017FinancialFinal$0.00$0.00See FINRA Report
Jordan Anthony Glenn7574318210/31/2017FinancialFinal$0.00$0.00See FINRA Report
Eric Austin Taft4840594810/27/2017FinancialFinal$0.00$0.00See FINRA Report
Hakim Zakaria7343500110/23/2017FinancialFinal$0.00$0.00See FINRA Report

93 Results

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