Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jhon Martinez | 7499047 | 2 | 07/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Courtney A Small | 7419379 | 3 | 05/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tara Linda Gauthier | 7642007 | 3 | 04/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tara Linda Gauthier | 7642007 | 3 | 04/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Marie Crooker | 5504767 | 12 | 01/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Courtney A Small | 7419379 | 3 | 12/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Racheal Elizabeth Holly Kyle | 7322443 | 2 | 10/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Karl Roth | 5401656 | 5 | 08/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Marie Crooker | 5504767 | 12 | 07/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Maurice Frank | 6599906 | 2 | 05/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |