Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Micheal Joseph Maxfield | 6546390 | 1 | 01/31/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Kyle Webster | 5952250 | 1 | 04/07/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Dean Brandt | 6362222 | 1 | 01/17/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Francis Walter Hedglin | 7115014 | 1 | 01/30/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Molly Colleen McGoodwin | 6802275 | 1 | 06/22/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Wayne Johnson | 6017247 | 1 | 06/26/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michelle R Garland | 5808924 | 1 | 08/27/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Thomas Caliendo | 6815298 | 1 | 06/27/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Davor Cavrag | 6164642 | 2 | 09/19/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Clifford Peterson | 4827043 | 1 | 09/16/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |