Our Staff has compiled our research into a database of FINRA Broker Disclosures for Liberty Partners Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Lee Plocher | 2696576 | 6 | 08/26/2003 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| James Lewis Fulton | 710326 | 8 | 04/07/2003 | Customer Dispute | Pending | $8,604.47 | $0.00 | See FINRA Report |
| Anthony Peter Mashintonio | 839330 | 4 | 08/31/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Lewis Fulton | 710326 | 8 | 04/21/1998 | Customer Dispute | Withdrawn | $13,000.00 | $0.00 | See FINRA Report |
| Stephen Lee Plocher | 2696576 | 6 | 11/01/1997 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Lee Plocher | 2696576 | 6 | 10/15/1997 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Lee Plocher | 2696576 | 6 | 10/01/1997 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Lee Plocher | 2696576 | 6 | 09/18/1997 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Lee Plocher | 2696576 | 6 | 09/17/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Lewis Fulton | 710326 | 8 | 03/24/1997 | Customer Dispute | Settled | $139,895.00 | $0.00 | See FINRA Report |