Our Staff has compiled our research into a database of FINRA Broker Disclosures for Liberty Partners Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Allan Jones | 871230 | 6 | 07/27/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Allan Jones | 871230 | 6 | 05/04/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Lynn McGuire | 4371219 | 2 | 10/12/2010 | Customer Dispute | Settled | $58,838.80 | $0.00 | See FINRA Report |
| Thomas Lynn McGuire | 4371219 | 2 | 01/29/2010 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Thomas Anthony Smith | 2109368 | 1 | 01/15/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Klein | 2930150 | 1 | 05/01/2007 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allan Jones | 871230 | 6 | 10/25/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Manesh N Dave | 1676913 | 2 | 05/19/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven John Gula | 1198922 | 1 | 09/19/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Manesh N Dave | 1676913 | 2 | 09/05/2003 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |