Our Staff has compiled our research into a database of FINRA Broker Disclosures for Liberty Partners Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Axmacher | 5534770 | 4 | 06/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Francis Davenport | 1448999 | 9 | 01/31/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Le Xi | 6450343 | 1 | 05/25/2018 | Customer Dispute | Settled | $55,088.00 | $0.00 | See FINRA Report |
| Mark Axmacher | 5534770 | 4 | 05/18/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Francis Davenport | 1448999 | 9 | 02/02/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Randolph Bohn | 4540037 | 1 | 12/01/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Lee Nalven | 1294811 | 4 | 11/04/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryan Alan Duckett | 3243688 | 4 | 07/22/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Francis Davenport | 1448999 | 9 | 07/19/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Francis Davenport | 1448999 | 9 | 06/08/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |