Our Staff has compiled our research into a database of FINRA Broker Disclosures for Liberty Partners Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Lynn McGuire | 4371219 | 2 | 10/12/2010 | Customer Dispute | Settled | $58,838.80 | $0.00 | See FINRA Report |
| Thomas Lynn McGuire | 4371219 | 2 | 01/29/2010 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Richard Klein | 2930150 | 1 | 05/01/2007 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Bruce Michael Cohen | 1201263 | 6 | 10/27/2005 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| John Francis Davenport | 1448999 | 9 | 12/09/2003 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Thomas Anthony Smith | 2109368 | 5 | 11/14/2003 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Manesh N Dave | 1676913 | 2 | 09/05/2003 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Lee Plocher | 2696576 | 6 | 08/26/2003 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| James Lewis Fulton | 710326 | 8 | 04/07/2003 | Customer Dispute | Pending | $8,604.47 | $0.00 | See FINRA Report |
| Bruce Michael Cohen | 1201263 | 6 | 04/19/2001 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |