Our Staff has compiled our research into a database of FINRA Broker Disclosures for Searle & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Grant Frederick Kuphall | 860032 | 5 | 09/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Grant Frederick Kuphall | 860032 | 5 | 02/11/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Grant Frederick Kuphall | 860032 | 5 | 09/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Grant Frederick Kuphall | 860032 | 5 | 10/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Grant Frederick Kuphall | 860032 | 5 | 10/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Southworth Searle | 839312 | 2 | 07/13/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Southworth Searle | 839312 | 2 | 05/25/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Willard Theodore Wolff | 1919505 | 1 | 06/28/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |