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FINRA Broker Disclosures for Wealth Enhancement Brokerage Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wealth Enhancement Brokerage Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 61-70 out of 86 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
George Joseph Koeltl2894410311/14/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Margaret Mary Webb1234589408/13/2001Customer DisputeSettled$161,528.00$0.00See FINRA Report
Bruce Wayne Helmer1335674108/06/2001Customer DisputeClosed-No Action$84,592.00$0.00See FINRA Report
Margaret Mary Webb1234589412/21/2000Customer DisputeDenied$70,000.00$0.00See FINRA Report
Charles Joseph Massimo1535863111/27/2000Customer DisputeDenied$0.00$0.00See FINRA Report
George Joseph Koeltl2894410304/28/2000Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
M. Scot Lance2264884306/24/1999Customer DisputeSettled$30,000.00$0.00See FINRA Report
Eric Michael Grafnitz4931788105/26/1998CriminalFinal Disposition$0.00$0.00See FINRA Report
Kevin Landis2325460305/02/1998Customer DisputeClosed-No Action$50,000.00$0.00See FINRA Report
Margaret Mary Webb1234589404/17/1998Customer DisputeDenied$7,500.00$0.00See FINRA Report

86 Results

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