Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wealth Enhancement Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
George Joseph Koeltl | 2894410 | 3 | 11/14/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Margaret Mary Webb | 1234589 | 4 | 08/13/2001 | Customer Dispute | Settled | $161,528.00 | $0.00 | See FINRA Report |
Bruce Wayne Helmer | 1335674 | 1 | 08/06/2001 | Customer Dispute | Closed-No Action | $84,592.00 | $0.00 | See FINRA Report |
Margaret Mary Webb | 1234589 | 4 | 12/21/2000 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
Charles Joseph Massimo | 1535863 | 1 | 11/27/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
George Joseph Koeltl | 2894410 | 3 | 04/28/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
M. Scot Lance | 2264884 | 3 | 06/24/1999 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
Eric Michael Grafnitz | 4931788 | 1 | 05/26/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kevin Landis | 2325460 | 3 | 05/02/1998 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
Margaret Mary Webb | 1234589 | 4 | 04/17/1998 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |