Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wealth Enhancement Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| M. Scot Lance | 2264884 | 3 | 06/24/1999 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Eric Michael Grafnitz | 4931788 | 1 | 05/26/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Margaret Mary Webb | 1234589 | 4 | 04/17/1998 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Emily Jean Goodman | 5709655 | 1 | 10/08/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William R Berkowitz | 19518 | 4 | 05/09/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Adam Haywood | 5907478 | 2 | 08/09/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon O'Hara | 4798646 | 1 | 01/27/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Adam Haywood | 5907478 | 2 | 07/12/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kristopher Wayne Carroll | 3238874 | 1 | 02/26/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William R Berkowitz | 19518 | 4 | 08/04/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |