Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wealth Enhancement Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Tyson Mavar | 5514338 | 1 | 09/28/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Brandon Reid Mather | 6018226 | 1 | 07/26/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michelle Greve | 7235703 | 2 | 07/06/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
William R Berkowitz | 19518 | 4 | 06/21/2007 | Customer Dispute | Award / Judgment | $840,360.00 | $187,500.00 | See FINRA Report |
Loretta Irene Perry | 1258330 | 1 | 12/14/2006 | Customer Dispute | Settled | $423,400.00 | $0.00 | See FINRA Report |
Carolyn Hodges | 5923428 | 1 | 11/15/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael Corgiat | 1213019 | 4 | 11/18/2005 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
John Andrew Patterson | 1588308 | 1 | 04/25/2005 | Customer Dispute | Settled | $6,200.00 | $0.00 | See FINRA Report |
Larry Philip Ginsburg | 731003 | 2 | 01/08/2005 | Customer Dispute | Denied | $6,355.79 | $0.00 | See FINRA Report |
Morgan Peter Schleif | 2238685 | 1 | 07/11/2003 | Customer Dispute | Settled | $5,962.00 | $0.00 | See FINRA Report |