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FINRA Broker Disclosures for Wealth Enhancement Brokerage Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wealth Enhancement Brokerage Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 60 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Margaret Mary Webb1234589403/05/2002Customer DisputeDenied$14,233.00$0.00See FINRA Report
William Mark Dillon2233333102/22/2002Customer DisputeDenied$10,000.00$0.00See FINRA Report
Carl David Hedstrom1535132202/04/2002Customer DisputeClosed-No Action$40,000.00$0.00See FINRA Report
Derek Green2313496312/06/2001Customer DisputeSettled$99,566.00$0.00See FINRA Report
George Joseph Koeltl2894410311/14/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Margaret Mary Webb1234589408/13/2001Customer DisputeSettled$161,528.00$0.00See FINRA Report
Bruce Wayne Helmer1335674108/06/2001Customer DisputeClosed-No Action$84,592.00$0.00See FINRA Report
Margaret Mary Webb1234589412/21/2000Customer DisputeDenied$70,000.00$0.00See FINRA Report
Charles Joseph Massimo1535863111/27/2000Customer DisputeDenied$0.00$0.00See FINRA Report
George Joseph Koeltl2894410304/28/2000Customer DisputeClosed-No Action$0.00$0.00See FINRA Report

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