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FINRA Broker Disclosures for Wealth Enhancement Brokerage Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wealth Enhancement Brokerage Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 86 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Tyson Mavar5514338109/28/2007CriminalFinal Disposition$0.00$0.00See FINRA Report
Brandon Reid Mather6018226107/26/2007CriminalFinal Disposition$0.00$0.00See FINRA Report
Michelle Greve7235703207/06/2007CriminalFinal Disposition$0.00$0.00See FINRA Report
William R Berkowitz19518406/21/2007Customer DisputeAward / Judgment$840,360.00$187,500.00See FINRA Report
Loretta Irene Perry1258330112/14/2006Customer DisputeSettled$423,400.00$0.00See FINRA Report
Carolyn Hodges5923428111/15/2006CriminalFinal Disposition$0.00$0.00See FINRA Report
Michael Corgiat1213019411/18/2005Customer DisputeDenied$13,000.00$0.00See FINRA Report
John Andrew Patterson1588308104/25/2005Customer DisputeSettled$6,200.00$0.00See FINRA Report
Larry Philip Ginsburg731003201/08/2005Customer DisputeDenied$6,355.79$0.00See FINRA Report
Morgan Peter Schleif2238685107/11/2003Customer DisputeSettled$5,962.00$0.00See FINRA Report

86 Results

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