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FINRA Broker Disclosures for Wealth Enhancement Brokerage Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wealth Enhancement Brokerage Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 86 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Benjamin Kelly Graves1233469106/08/2009Customer DisputeDenied$10,000.00$0.00See FINRA Report
John Lynch1478085103/05/2009Customer DisputeDenied$48,449.80$0.00See FINRA Report
Carl David Hedstrom1535132202/06/2009Customer DisputeDenied$73,699.00$0.00See FINRA Report
Brian Bedford4305320201/13/2009Customer DisputeDenied$148,324.00$0.00See FINRA Report
M. Scot Lance2264884301/06/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Larry Philip Ginsburg731003210/27/2008Customer DisputeDenied$200,000.00$0.00See FINRA Report
Joseph Evans5970544105/22/2008CriminalFinal Disposition$0.00$0.00See FINRA Report
Michelle Greve7235703203/27/2008CriminalFinal Disposition$0.00$0.00See FINRA Report
Tamar Mogilski1763533102/29/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Theodore Haley4544331110/24/2007Customer DisputeSettled$5,200.00$0.00See FINRA Report

86 Results

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