Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wealth Enhancement Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Derek Green | 2313496 | 3 | 12/18/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Luther Wienecke | 4443827 | 1 | 08/28/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Kelly Graves | 1233469 | 1 | 06/08/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Carl David Hedstrom | 1535132 | 2 | 02/06/2009 | Customer Dispute | Denied | $73,699.00 | $0.00 | See FINRA Report |
| M. Scot Lance | 2264884 | 3 | 01/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Philip Ginsburg | 731003 | 2 | 10/27/2008 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Joseph Evans | 5970544 | 1 | 05/22/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michelle Greve | 7235703 | 2 | 03/27/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Theodore Haley | 4544331 | 1 | 10/24/2007 | Customer Dispute | Settled | $5,200.00 | $0.00 | See FINRA Report |
| Michelle Greve | 7235703 | 2 | 07/06/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |