Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wealth Enhancement Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Austin Deshane | 6158951 | 2 | 12/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Alicia A Brown | 5711194 | 1 | 12/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
M. Scot Lance | 2264884 | 3 | 10/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Austin Deshane | 6158951 | 2 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tami Heuring | 4533405 | 1 | 07/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Wesley Boudreaux | 4550987 | 1 | 07/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kimberly Jo Zemke | 7141432 | 1 | 06/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jared Knowles | 5339458 | 1 | 04/27/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Brent Curtis Wolf | 2528239 | 2 | 12/05/2014 | Customer Dispute | Denied | $24,583.20 | $0.00 | See FINRA Report |
Jonathan Henderson | 6447677 | 1 | 10/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |