Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wealth Enhancement Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Mark Dillon | 2233333 | 1 | 02/22/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
George Joseph Koeltl | 2894410 | 3 | 11/14/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Margaret Mary Webb | 1234589 | 4 | 12/21/2000 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
Charles Joseph Massimo | 1535863 | 1 | 11/27/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Margaret Mary Webb | 1234589 | 4 | 04/17/1998 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |