Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wealth Enhancement Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Tamar Mogilski | 1763533 | 1 | 02/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Theodore Haley | 4544331 | 1 | 10/24/2007 | Customer Dispute | Settled | $5,200.00 | $0.00 | See FINRA Report |
William R Berkowitz | 19518 | 4 | 06/21/2007 | Customer Dispute | Award / Judgment | $840,360.00 | $187,500.00 | See FINRA Report |
Loretta Irene Perry | 1258330 | 1 | 12/14/2006 | Customer Dispute | Settled | $423,400.00 | $0.00 | See FINRA Report |
Michael Corgiat | 1213019 | 4 | 11/18/2005 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
John Andrew Patterson | 1588308 | 1 | 04/25/2005 | Customer Dispute | Settled | $6,200.00 | $0.00 | See FINRA Report |
Larry Philip Ginsburg | 731003 | 2 | 01/08/2005 | Customer Dispute | Denied | $6,355.79 | $0.00 | See FINRA Report |
Morgan Peter Schleif | 2238685 | 1 | 07/11/2003 | Customer Dispute | Settled | $5,962.00 | $0.00 | See FINRA Report |
William Leo Trahan | 1473645 | 1 | 04/17/2003 | Customer Dispute | Settled | $290,258.00 | $0.00 | See FINRA Report |
Terry William Kerber | 2731254 | 5 | 11/26/2002 | Customer Dispute | Denied | $12,186.00 | $0.00 | See FINRA Report |