Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Francis Saran | 726113 | 1 | 01/20/1995 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Edward Grant Newton | 2428624 | 1 | 04/08/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |