Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tony Barouti | 3031995 | 48 | 11/10/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Ernesto A Chavez | 4315877 | 4 | 10/27/2022 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 10/25/2022 | Customer Dispute | Settled | $295,000.00 | $0.00 | See FINRA Report |
| Ernesto A Chavez | 4315877 | 4 | 10/17/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 10/11/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 10/04/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nathan Brite | 7027894 | 1 | 09/29/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shirley Ank Wong | 4869184 | 12 | 09/10/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 09/02/2022 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Peter T Po | 3106974 | 19 | 08/25/2022 | Customer Dispute | Settled | $296,460.00 | $0.00 | See FINRA Report |