Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shirley Ank Wong | 4869184 | 12 | 04/21/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shirley Ank Wong | 4869184 | 12 | 04/21/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Peter T Po | 3106974 | 19 | 04/21/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Peter T Po | 3106974 | 19 | 04/21/2023 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| James Dale Warring | 3198200 | 1 | 04/18/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter T Po | 3106974 | 19 | 03/03/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 02/24/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 02/14/2023 | Customer Dispute | Settled | $51,702.30 | $0.00 | See FINRA Report |
| Darrach Michael Bourke | 5255413 | 14 | 02/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 02/06/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |