Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Simon Pikula | 2563165 | 7 | 07/26/2023 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Peter T Po | 3106974 | 19 | 07/24/2023 | Customer Dispute | Pending | $1,300,000.00 | $0.00 | See FINRA Report |
| Ryan Jonathan Sherer | 5952617 | 4 | 07/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tony Barouti | 3031995 | 48 | 07/07/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 05/19/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul M Getty | 6470002 | 3 | 05/19/2023 | Customer Dispute | Settled | $696,494.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 05/04/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shirley Ank Wong | 4869184 | 12 | 04/21/2023 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Shirley Ank Wong | 4869184 | 12 | 04/21/2023 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Shirley Ank Wong | 4869184 | 12 | 04/21/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |