Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Francis Hughes | 1073729 | 5 | 05/16/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert William Rowell | 406153 | 7 | 05/11/1990 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Darrach Michael Bourke | 5255413 | 14 | 01/01/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy John Sherer | 833618 | 7 | 03/01/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Anthony Uccelli | 2247842 | 4 | 11/30/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jimmy Carl Manuel | 1020056 | 2 | 01/24/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert William Rowell | 406153 | 7 | 04/18/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erick Baer | 2647074 | 1 | 12/10/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |