Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Benjamin Miller | 335166 | 10 | 10/01/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rebecca Dawson | 1146385 | 3 | 04/25/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lawrence Benjamin Miller | 335166 | 10 | 12/07/1995 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Kenneth Conrad Zupo | 4509502 | 5 | 01/04/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert William Rowell | 406153 | 7 | 01/15/1994 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Darrach Michael Bourke | 5255413 | 14 | 01/12/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lawrence Benjamin Miller | 335166 | 10 | 10/09/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Darrach Michael Bourke | 5255413 | 14 | 05/01/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Francis Hughes | 1073729 | 5 | 11/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rebecca Dawson | 1146385 | 3 | 07/09/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |