Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tony Barouti | 3031995 | 48 | 03/25/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Howard Zink | 5105262 | 2 | 03/05/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 03/04/2024 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Ryan Jonathan Sherer | 5952617 | 4 | 02/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tony Barouti | 3031995 | 48 | 02/20/2024 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Ryan Jonathan Sherer | 5952617 | 4 | 02/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon Lane Morrow | 3037943 | 3 | 02/05/2024 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Forrest James | 1263114 | 1 | 01/31/2024 | Customer Dispute | Pending | $444,000.00 | $0.00 | See FINRA Report |
| Michael Gregory Culwell | 5989109 | 2 | 01/31/2024 | Customer Dispute | Pending | $444,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 01/08/2024 | Customer Dispute | Pending | $360,000.00 | $0.00 | See FINRA Report |