Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sylvester Pusiri | 5170193 | 1 | 04/08/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dieter Erwin Thurow | 1435375 | 2 | 03/18/2002 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Robert William Rowell | 406153 | 7 | 02/22/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 09/27/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Simon Pikula | 2563165 | 7 | 09/04/2001 | Customer Dispute | Award / Judgment | $80,000.00 | $40,165.00 | See FINRA Report |
| Daniel Simon Pikula | 2563165 | 7 | 08/20/2001 | Customer Dispute | Award / Judgment | $28,822.90 | $25,009.40 | See FINRA Report |
| Dominic Julio Baldini | 3082081 | 2 | 03/22/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter T Po | 3106974 | 19 | 01/03/2001 | Customer Dispute | Settled | $19,755.00 | $0.00 | See FINRA Report |
| Robert William Rowell | 406153 | 7 | 09/11/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert William Rowell | 406153 | 7 | 07/05/2000 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |