Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edward Bey | 1933696 | 4 | 08/08/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Toni Lynn Sutherland | 2729672 | 7 | 07/09/2003 | Customer Dispute | Settled | $101,674.00 | $0.00 | See FINRA Report |
| Rebecca Dawson | 1146385 | 3 | 01/13/2003 | Customer Dispute | Withdrawn | $107,250.00 | $0.00 | See FINRA Report |
| Timothy John Sherer | 833618 | 7 | 12/27/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Craig M Gougis | 3258023 | 7 | 10/28/2002 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Timothy John Sherer | 833618 | 7 | 08/06/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Anthony Uccelli | 2247842 | 4 | 06/28/2002 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |
| Bryan Edward Luter | 2267356 | 1 | 05/24/2002 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Matthew David Copley | 6247665 | 2 | 05/14/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Saysamone Moeya Xayasen Block | 3025605 | 3 | 04/29/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |