Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Kerry Wine | 4088317 | 4 | 08/08/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Todd Cory Simpson | 2964077 | 6 | 04/14/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martha Rebecca Kistler | 1229668 | 1 | 04/07/2008 | Customer Dispute | Closed-No Action | $160,000.00 | $0.00 | See FINRA Report |
| Kevin Francis Hughes | 1073729 | 5 | 04/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Wallace Smith | 4844156 | 2 | 03/28/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brandon Lane Morrow | 3037943 | 3 | 03/14/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Lane Morrow | 3037943 | 3 | 02/15/2008 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Terry Tin Sing Tang | 2625824 | 4 | 12/07/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Conrad Zupo | 4509502 | 5 | 08/20/2007 | Customer Dispute | Denied | $7,675.96 | $0.00 | See FINRA Report |
| Christopher Thomas Miller | 4044818 | 2 | 04/23/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |