Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Grady Robert Jones | 3098285 | 2 | 03/03/2010 | Customer Dispute | Settled | $458,750.00 | $0.00 | See FINRA Report |
| Terry Tin Sing Tang | 2625824 | 4 | 02/24/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrea Xuefen Bulow | 3071648 | 6 | 02/08/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ernesto A Chavez | 4315877 | 4 | 02/02/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Jonathan Ritter | 3087358 | 1 | 10/20/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrea Xuefen Bulow | 3071648 | 6 | 03/19/2009 | Customer Dispute | Denied | $74,350.00 | $0.00 | See FINRA Report |
| Brian Forrest Stokes | 1060238 | 1 | 02/06/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Grady Robert Jones | 3098285 | 2 | 01/20/2009 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Kevin Francis Hughes | 1073729 | 5 | 10/14/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Wallace Smith | 4844156 | 2 | 10/02/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |