Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Benjamin Miller | 335166 | 10 | 01/21/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy John Sherer | 833618 | 7 | 11/08/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marilee Ann Hill | 2768544 | 3 | 09/23/2010 | Customer Dispute | Award / Judgment | $1,361,760.00 | $61,600.00 | See FINRA Report |
| Timothy John Sherer | 833618 | 7 | 09/13/2010 | Customer Dispute | Settled | $298,161.00 | $0.00 | See FINRA Report |
| Brian Jensen Nelson | 5065593 | 3 | 08/29/2010 | Customer Dispute | Settled | $1,046,210.00 | $0.00 | See FINRA Report |
| Toni Lynn Sutherland | 2729672 | 7 | 08/24/2010 | Customer Dispute | Settled | $1,193,180.00 | $0.00 | See FINRA Report |
| Rena Bonnie Morris | 4867589 | 2 | 06/18/2010 | Customer Dispute | Settled | $1,002,540.00 | $0.00 | See FINRA Report |
| Toni Lynn Sutherland | 2729672 | 7 | 06/15/2010 | Customer Dispute | Award / Judgment | $1,188,460.00 | $0.00 | See FINRA Report |
| Robert Scott Smith | 1412333 | 12 | 03/19/2010 | Customer Dispute | Closed-No Action | $37,920.00 | $0.00 | See FINRA Report |
| Terry Tin Sing Tang | 2625824 | 4 | 03/09/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |