Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Fisher Osborne | 2256998 | 7 | 01/22/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marilee Ann Hill | 2768544 | 3 | 01/07/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Robert Erickson | 6326652 | 1 | 11/30/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy John Sherer | 833618 | 7 | 08/29/2012 | Customer Dispute | Settled | $354,999.00 | $0.00 | See FINRA Report |
| Justin Kerry Wine | 4088317 | 4 | 08/10/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Evan Sullivan | 4505978 | 2 | 07/28/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Toni Lynn Sutherland | 2729672 | 7 | 07/23/2012 | Customer Dispute | Settled | $353,000.00 | $0.00 | See FINRA Report |
| Denise Lynn Warren | 1406215 | 3 | 07/01/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Denise Lynn Warren | 1406215 | 3 | 05/01/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tomas Juhan Velken | 1600404 | 15 | 01/26/2012 | Customer Dispute | Settled | $945,000.00 | $0.00 | See FINRA Report |