Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tomas Juhan Velken | 1600404 | 15 | 06/24/2014 | Customer Dispute | Withdrawn | $183,500.00 | $0.00 | See FINRA Report |
| Daniel Simon Pikula | 2563165 | 7 | 02/27/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Tom Naylor | 1392433 | 1 | 01/15/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Xuefen Bulow | 3071648 | 6 | 12/03/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tomas Juhan Velken | 1600404 | 15 | 10/15/2013 | Customer Dispute | Settled | $912,000.00 | $0.00 | See FINRA Report |
| Tomas Juhan Velken | 1600404 | 15 | 08/22/2013 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |
| Darrach Michael Bourke | 5255413 | 14 | 08/20/2013 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Andrea Xuefen Bulow | 3071648 | 6 | 07/24/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrea Xuefen Bulow | 3071648 | 6 | 05/13/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Scott Smith | 1412333 | 12 | 04/15/2013 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |