Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tony Barouti | 3031995 | 48 | 05/29/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter T Po | 3106974 | 19 | 05/15/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Brian Jensen Nelson | 5065593 | 3 | 05/07/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 05/03/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Peter T Po | 3106974 | 19 | 04/29/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 04/26/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Min Yoo | 4640401 | 1 | 04/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tony Barouti | 3031995 | 48 | 04/24/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 04/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Francis Hughes | 1073729 | 5 | 03/26/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |