Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Saysamone Moeya Xayasen Block | 3025605 | 3 | 12/05/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Cory Simpson | 2964077 | 6 | 12/02/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tomas Juhan Velken | 1600404 | 15 | 11/20/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Marilee Ann Hill | 2768544 | 3 | 11/12/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Toni Lynn Sutherland | 2729672 | 7 | 11/02/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tomas Juhan Velken | 1600404 | 15 | 10/30/2014 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Darrach Michael Bourke | 5255413 | 14 | 10/20/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Darrach Michael Bourke | 5255413 | 14 | 10/18/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Tomas Juhan Velken | 1600404 | 15 | 09/16/2014 | Customer Dispute | Settled | $690,000.00 | $0.00 | See FINRA Report |
| Todd Cory Simpson | 2964077 | 6 | 07/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |