Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tony Barouti | 3031995 | 48 | 07/20/2015 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Justin Kerry Wine | 4088317 | 4 | 05/13/2015 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Tomas Juhan Velken | 1600404 | 15 | 04/24/2015 | Customer Dispute | Settled | $1,777,480.00 | $0.00 | See FINRA Report |
| Tomas Juhan Velken | 1600404 | 15 | 03/25/2015 | Customer Dispute | Settled | $592,600.00 | $0.00 | See FINRA Report |
| Andrew Anthony Uccelli | 2247842 | 4 | 03/18/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michelle Fisher Osborne | 2256998 | 7 | 03/12/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Julie Ann Reyes | 5770495 | 3 | 01/23/2015 | Customer Dispute | Settled | $2,200,000.00 | $0.00 | See FINRA Report |
| Julie Ann Reyes | 5770495 | 3 | 01/19/2015 | Customer Dispute | Settled | $1,144,690.00 | $0.00 | See FINRA Report |
| Tomas Juhan Velken | 1600404 | 15 | 12/29/2014 | Customer Dispute | Settled | $1,340,000.00 | $0.00 | See FINRA Report |
| Darrach Michael Bourke | 5255413 | 14 | 12/08/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |