Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Fisher Osborne | 2256998 | 7 | 07/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Edward Hoffman | 1582096 | 1 | 05/24/2017 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |
| Michelle Fisher Osborne | 2256998 | 7 | 05/02/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darrach Michael Bourke | 5255413 | 14 | 03/06/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Germaine Ma | 6244749 | 1 | 03/01/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Simon Pikula | 2563165 | 7 | 12/06/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Jo Hart | 6470382 | 1 | 11/30/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Anthony Uccelli | 2247842 | 4 | 10/11/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Benjamin Miller | 335166 | 10 | 09/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Cory Simpson | 2964077 | 6 | 08/16/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |