Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erin C Li | 7659823 | 1 | 11/01/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig M Gougis | 3258023 | 7 | 10/31/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeff W Webb | 6486331 | 1 | 10/29/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Benjamin Miller | 335166 | 10 | 10/29/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle Fisher Osborne | 2256998 | 7 | 08/30/2018 | Customer Dispute | Denied | $575,000.00 | $0.00 | See FINRA Report |
| Thomas Gary Justice | 2786145 | 1 | 07/11/2018 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Darrach Michael Bourke | 5255413 | 14 | 06/19/2018 | Customer Dispute | Settled | $173,000.00 | $0.00 | See FINRA Report |
| Peter T Po | 3106974 | 19 | 01/22/2018 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| James Martin Hickey | 1505083 | 2 | 12/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darrach Michael Bourke | 5255413 | 14 | 08/25/2017 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |