Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rena Bonnie Morris | 4867589 | 2 | 12/23/2019 | Customer Dispute | Settled | $966,720.00 | $0.00 | See FINRA Report |
| Robert Scott Smith | 1412333 | 12 | 12/02/2019 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Christopher Thomas Miller | 4044818 | 2 | 10/31/2019 | Customer Dispute | Settled | $104,500.00 | $0.00 | See FINRA Report |
| Lawrence Benjamin Miller | 335166 | 10 | 08/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Scott Smith | 1412333 | 12 | 07/02/2019 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Kenneth Conrad Zupo | 4509502 | 5 | 06/13/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Marshall Rice | 2023704 | 1 | 04/09/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Todd Cory Simpson | 2964077 | 6 | 03/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sonya Marie Mozeleski Taylor | 2742405 | 1 | 02/28/2019 | Customer Dispute | Settled | $305,250.00 | $0.00 | See FINRA Report |
| Lawrence Benjamin Miller | 335166 | 10 | 11/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |