Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tony Barouti | 3031995 | 48 | 03/09/2022 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 03/09/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 03/09/2022 | Customer Dispute | Settled | $958,571.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 03/08/2022 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 03/07/2022 | Customer Dispute | Settled | $1,110,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 03/04/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 03/04/2022 | Customer Dispute | Settled | $1,270,000.00 | $0.00 | See FINRA Report |
| Lawrence Benjamin Miller | 335166 | 10 | 02/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dominic Julio Baldini | 3082081 | 2 | 12/22/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Louis Rumsey | 5461014 | 3 | 11/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |