Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Quinn McCarthy | 2388165 | 1 | 12/23/2003 | Customer Dispute | Settled | $1,224,230.00 | $0.00 | See FINRA Report |
| Daniel Simon Pikula | 2563165 | 7 | 08/12/2003 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Toni Lynn Sutherland | 2729672 | 7 | 07/09/2003 | Customer Dispute | Settled | $101,674.00 | $0.00 | See FINRA Report |
| Craig M Gougis | 3258023 | 7 | 10/28/2002 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Andrew Anthony Uccelli | 2247842 | 4 | 06/28/2002 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |
| Bryan Edward Luter | 2267356 | 1 | 05/24/2002 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Dieter Erwin Thurow | 1435375 | 2 | 03/18/2002 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Peter T Po | 3106974 | 19 | 01/03/2001 | Customer Dispute | Settled | $19,755.00 | $0.00 | See FINRA Report |
| Robert William Rowell | 406153 | 7 | 07/05/2000 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Jimmy Carl Manuel | 1020056 | 2 | 09/07/1999 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |