Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Rena Bonnie Morris | 4867589 | 2 | 06/18/2010 | Customer Dispute | Settled | $1,002,540.00 | $0.00 | See FINRA Report |
Grady Robert Jones | 3098285 | 2 | 03/03/2010 | Customer Dispute | Settled | $458,750.00 | $0.00 | See FINRA Report |
Terry Tin Sing Tang | 2625824 | 4 | 02/24/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Grady Robert Jones | 3098285 | 2 | 01/20/2009 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
Kevin Francis Hughes | 1073729 | 5 | 10/14/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Justin Kerry Wine | 4088317 | 4 | 08/08/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Kevin Francis Hughes | 1073729 | 5 | 04/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Brandon Lane Morrow | 3037943 | 3 | 02/15/2008 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
Terry Tin Sing Tang | 2625824 | 4 | 12/07/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Kenneth Conrad Zupo | 4509502 | 5 | 03/21/2006 | Customer Dispute | Settled | $4,341.82 | $0.00 | See FINRA Report |