Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tomas Juhan Velken | 1600404 | 15 | 01/26/2012 | Customer Dispute | Settled | $945,000.00 | $0.00 | See FINRA Report |
| Tomas Juhan Velken | 1600404 | 15 | 11/16/2011 | Customer Dispute | Settled | $289,000.00 | $0.00 | See FINRA Report |
| Tomas Juhan Velken | 1600404 | 15 | 10/07/2011 | Customer Dispute | Settled | $979,000.00 | $0.00 | See FINRA Report |
| Toni Lynn Sutherland | 2729672 | 7 | 09/23/2011 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Daniel Simon Pikula | 2563165 | 7 | 09/06/2011 | Customer Dispute | Settled | $150,651.00 | $0.00 | See FINRA Report |
| Tomas Juhan Velken | 1600404 | 15 | 03/11/2011 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| David Christian Waal | 1226437 | 1 | 02/24/2011 | Customer Dispute | Settled | $809,750.00 | $0.00 | See FINRA Report |
| Timothy John Sherer | 833618 | 7 | 09/13/2010 | Customer Dispute | Settled | $298,161.00 | $0.00 | See FINRA Report |
| Brian Jensen Nelson | 5065593 | 3 | 08/29/2010 | Customer Dispute | Settled | $1,046,210.00 | $0.00 | See FINRA Report |
| Toni Lynn Sutherland | 2729672 | 7 | 08/24/2010 | Customer Dispute | Settled | $1,193,180.00 | $0.00 | See FINRA Report |